US Return to Asia: How Can We Avoid Conflict?

Published in Nanfang Daily
(China) on 30 January 2012
by Wang Xiaoxia (link to originallink to original)
Translated from by Brian Tawney. Edited by Laurence Bouvard.
One day in 2015, the American aircraft carrier “George Washington was conducting routine patrols off the coast of China to send a signal of U.S. resolve. China responded with a signal of its own — sinking the massive ship. The ship broke in two and sank in 20 minutes. The Chinese medium-range ballistic missile had a penetrator warhead that drilled through all 14 decks of the ship and punched a cavernous hole measuring 20-feet wide from the flat-top landing deck through to the bottom of the hull. Ammunition stores ignited secondary explosions. Two million gallons of JP-5 jet fuel poured into the sea.” Thousands of sailors floated desperately in the ocean awaiting rescue.

The description above does not come from the author of a military novel, but is part of a scenario put forward by James Kraska, former Oceans Policy Advisor for the Director of Strategic Plans and Policy, Joint Chiefs of Staff, in an cautionary piece he published in the winter of 2010.

Despite being completely beyond belief and inaccurate in some of its data, nonetheless, one thing is certain: In the view of this author and of many other scholars, there still exists the possibility for a maritime conflict between the United States and China, especially as both sides continue to reinforce their military presence and the magnitude of their activities in the region.

Even if neither side desires a war, given the greater concentration of forces on the sea and in the air, who can guarantee that the rash decisions of a low-level official might not lead to a catastrophic outcome? If a chance dispute on the sea turns into a disaster where one side suffers significant losses, then a conflict would be difficult to avoid and both sides might even be drawn into an inadvertent war.

In fact, there are countless precedents for a dispute that progresses into a military conflict. With regard to China, we have the standoff that occurred between the Chinese nuclear submarine and the U.S. aircraft carrier in a recent decade, the aircraft collision incident over the South China Sea, and other such tense affairs that have previously pushed China into walking an awkward and dangerous tightrope.

Following the 2012 announcement that the U.S. plans to return to an Asia-Pacific based strategy, the U.S. will undoubtedly increase its military presence in the Asia-Pacific region, and its military activities will become more intense. When this happens, China and the U.S. will face even more severe challenges — how to curtail the escalation of military disputes, and to contain the tension between Chinese and American military forces within the bounds of treaty regulations. These items will become high priorities on the bilateral negotiation table.

13 Years of Stagnation

In fact, China and the U.S. did sign the Military Maritime Consultative Agreement in January 1998, but even today, a full 13 years later, the two countries still have not made much progress on building it into a mature and concrete mechanism.

From the mid 1990s, after the end of the “Sino-American Honeymoon,” there has been constant friction between the Chinese and American navies, among which the standoff between the American carrier Kitty Hawk and a Chinese Han class nuclear attack submarine stands out as the most conspicuous and also one of the most influential examples.

In these incidents, owing to the lack of an effective bilateral military communication mechanism, these common military confrontations ultimately escalated to the diplomatic level. Subsequently, the “Taiwan Crisis” pushed the China and American naval forces into more large-scale standoffs.

This caused complications for the Clinton administration of the time. In order to extract themselves from the middle of it, the Clinton administration proposed to China something similar to the Cold War regulation mechanism for maritime activities, in order to curtail military conflict and dispute escalation.

The original good intentions of the Americans stagnated, however, because they were swept up in the constant appearance of such contemporary political questions as the issues of Chinese-American trade, human rights and Taiwan. It was not until 1997, aided by the warming of Sino-American relations brought about by Jiang Zemin's important official visit to the U.S., that the two nations finally agreed in principle to establish a mechanism for interchange.

The next year, the two nations officially signed the Military Maritime Consultative Agreement protocol, and held the first working session under this framework.

The greatest failure of the Military Maritime Consultative Agreement protocol is that it is too simplistic and vague. The agreement only has nine clauses, the most important of which simply establishes the requirement for bilateral annual meetings of two or three days each. The meetings discuss the interaction between the operations of the two sides' naval and air forces on the open sea, using this as an opportunity to promote bilateral military trust and maritime security, covering areas such as search and rescue, procedures for communication between warships when they encounter each other and clarifying shipping regulations, as well as avoiding unintended incidents on the ocean.

In other words, this is just a transitional protocol, and each year's annual meeting is sufficient for the two sides to do basic groundwork by consulting and establishing a set of pragmatic, detailed and workable standards of conduct.

In the last 13 years, China and the U.S. really haven't stringently abided by the Military Maritime Consultative Agreement, having convened only 10 annual meetings. According to a report that carefully examines these meetings, one can see that the Chinese and American media coverage of these meetings is more and more scarce (there being a little more coverage in the U.S.). However the product of each meeting always appears to be stifled diplomatic language.

Looking at the official report from the most recent meeting in Hawaii in October 2011, the most significant outcome of the meeting was that, “the two sides settled on the topics for the next annual meeting.”

Repeated identical meetings like this seem to have long ago deviated from the original American ideal of a complete and accurate standards mechanism, and are merely what China sees as a channel of communication.

In fact, this is also the Military Maritime Consultative Agreement's most successful point.

The year after China and the U.S. signed this agreement, the American guided missile attack on the Chinese embassy in Yugoslavia occurred. China, in order to express its strong displeasure, took measures to halt all military contacts with America and bilateral relations fell to freezing point. However, following the warming of Sino-American relations, under the framework of the Military Maritime Consultative Agreement, the two sides again renewed and reinstated all discontinued military contacts. This is the only point on which the Military Maritime Consultative Agreement can claim any kind of greatness.

Despite this, after the passage of 13 long years, China and the U.S. have made no forward progress, and it's hard to say that the Military Maritime Consultative Agreement has advanced at all. If the two sides had really established a set of improved mechanisms for regulating activities, perhaps the 2001 South China Sea aircraft collision incident and other such military disputes ultimately could have had different outcomes.

Letting Go of the Political Strings

China's policy-making echelons may still harbor some misgivings about it, but given the increasing risk that China and America could become involved in a maritime conflict, the continued improvement and enhancement of the Military Maritime Consultative Agreement is something that should be considered again after 13 years.

For China, the most optimal decision might be to sign something like the former U.S.-Soviet “Agreement on the Prevention of Incidents on and over the High Seas.”

It was due to this very agreement that the United States, with more than 10,000 naval ships of various models and more than 40,000 military aircraft throughout the world, competing against a similarly large Soviet force, faced no catastrophic aftermath as a result of disputes at sea, and certain kinds of standoffs and run-ins were even limited.

The reason it achieved such a significant outcome is all due to the fact that the U.S.-Soviet bilateral agreement rose from the considerations of pragmatism, surpassing the constraints of politics, and even more so the bonds of ideology. In the course of implementing subsequent agreements, America and the Soviet Union maintained an objective approach of professionalism and technology.

Compared with the Military Maritime Consultative Agreement signed by the U.S. and China, the U.S.-Soviet Agreement on the Prevention of Incidents on and over the High Seas is not simply a communication channel, it is moreover a set of detailed regulations for military contact.

For example, Agreement on the Prevention of Incidents on and over the High Seas, aside from declaring American and Soviet bilateral respect for the “International Regulations on Preventing Collisions at Sea,” the “International Code of Signals” and other such common international conventions, also standardized the specific conduct for U.S. and Soviet maritime military units (including warships and aircraft, not including submarines and unmanned craft) to follow when they encounter each other in times of peace.

The content of the agreement touched on all aspects of the regular navigation of naval ships and aircraft, formation exercises, sea maneuvers, oceanic research, and emergency activities at sea; all kinds of operations that could have led to errors of judgment and misunderstandings were clearly governed by regulations. For example, regulations prohibited many inimical and threatening activities, and prohibited warships on both sides from making simulated attacks on each other.

What made the agreement even more successful was that it possessed high-level independence, and was fundamentally free of political and diplomatic influence. In their regular consultative meetings, the Americans and Soviets always dispatched naval professionals to attend, and moreover did not allow their respective foreign ministries to become involved, nor did they allow the news media to take advantage of the meetings to create hype.

Although a measure of the American public's right to know was sacrificed, the topics that both sides were able to discuss were treated as high-level technical discussions, were not constrained by diplomatic bonds and did not devolve into finger-pointing and rhetorical nonsense. In this professional atmosphere, both sides avoided the disadvantages of political agreements and peacefully resolved whatever accidents occurred.

In this atmosphere of professionalism, all evidence regarding incidents between the parties (such as photographs, video recordings, maritime maps, nautical logs) were arranged on a table; those at the meeting then proceeded item by item, analyzing the background of the accident and determining where responsibility genuinely lay. It is precisely an impartial and rational mechanism like this that compels lower level officers to be more cautious and restrained in the course of a confrontation, strictly carrying out the clear regulations of the agreement, with the result that both parties avoid one day being burned as a result of an accidental confrontation.

Freedom from the extremes that go along with political elements enabled the treaty mechanism to operate to the greatest degree without obstruction, even during periods of significant disputes or diplomatic tension, so when a real crisis arose, it seemed all the more valuable.

In 1979, after the Soviet Union invaded Afghanistan, the U.S. suspended the majority of its official dialogue with the Soviet Union, but communication under the Agreement on the Prevention of Incidents on and over the High Seas framework remained free and clear. In contrast with the situation during the Cuban Missile Crisis of Kennedy's time, when the leaders of the U.S. and USSR had to rely on mass media to transmit messages to each other, this mechanism undoubtedly preserved the peace to a greater degree.

Standing the tests of time, the U.S.-Soviet Agreement on the Prevention of Incidents on and over the High Seas agreement achieved significant success, effectively limiting the amount of bilateral military friction. In the 1960s there were on average more than 100 hostile American and Soviet maritime military confrontations each year. But in the 10 years after the signing of the agreement, the annual number fell to 40.

Precisely because of the effectiveness of the Agreement on the Prevention of Incidents on and over the High Seas agreement, not only did the scope of American and Soviet agreements increase with time, but the Soviet Union and other American allies also signed similar agreements one after another, and after the breakup of the USSR, this system of constraints was carried on by the newly born Russian Federation.

In the new century, China and America stand against a new background and face new questions. Although there is no way to directly copy the U.S.-Soviet Agreement on the Prevention of Incidents on and over the High Seas agreement, nonetheless contemporary China still needs to follow on the successful past experiences of the U.S. and USSR, while finding a road that fits our era and ourselves.

The Problems China Faces

The most important reason that China cannot directly copy the U.S.-Soviet Agreement on the Prevention of Incidents on and over the High Seas agreement lies in the fact that maritime confrontations between the U.S. and USSR during the Cold War occurred on the high seas, and the two parties were more or less equal in strength. In the future, Chinese and American sea conflicts will more often take place within the 200 nautical miles of the Chinese exclusive economic zone. Given the gap between the relative strengths of the two parties, China is clearly in a passive position, and requesting America, which holds the superior advantage, to sign an equal agreement, would be doomed to certain trouble.

The Agreement on the Prevention of Incidents on and over the High Seas agreement that the Americans and Soviets signed was largely based on the 1958 “Geneva Convention on the High Seas,” and the idea of exclusive economic zones did not exist at that time. Following the enactment of the 1994 “United Nations Convention on the Law of the Sea,” the category of the high seas was pushed out beyond the exclusive economic zones.

For the U.S., which desires the greatest freedom to navigate and engage in military maneuvers, rather than speaking of high seas, it is preferable to continue to make use of the vague concept of “international waters.” This creates the risk of confrontations within the exclusive economic zone (prior to this many disputes having occurred within the area of China's exclusive economic zone). However for China, in its clearly passive position, this is untenable, and China must ponder the question of how to defend its sovereign interests in the exclusive economic zone.

In addition to this, if China and the U.S. need to advance a step to improve the Military Maritime Consultative Agreement, the parties must clarify the boundaries of China's territorial waters as well as those of the exclusive economic zone. However, many controversies still exist on this issue between China and its neighbors, and the U.S. cannot hastily sacrifice the interests of its allies and partners in order to yield to China.

Are we then to request China to make its most important concrete choices in order to pursue and reinforce nominal political advantages that cannot be implemented? Or should we choose a pragmatic and flexible approach to pursuing real advantages? You can't have your cake and eat it too, so China clearly must approach this question wisely.

Furthermore, the shock wave of the internet age has already made it difficult for the U.S. and China to operate in a vacuum, and to establish an incident resolution mechanism entirely independent from the rest of the public and society. The question of how to respond to the public mood, especially to China's rising nationalist sentiments, must become a new consideration for China and America's further development of the Military Maritime Consultative Agreement mechanism.

In the future, Chinese and American military disputes will increasingly be concentrated in the vicinity of China's territorial waters, and against this backdrop China and America will be hard pressed to resolve disputes quietly and covertly. Even if it is an incident that occurs under the sea, it will still be very difficult to guarantee that news will not leak out. The case of the previous fatal accident involving Chinese submarine #361 illustrates this issue, where even then the news flowed out across the internet.

Even if China can sufficiently control the flow of news to the public, it is still very difficult to guarantee that U.S. military personnel would not use social media (like Facebook and Twitter) to leak related information. Once the public learns of a run-in that has caused casualties and losses, the emotional domestic mood will make the continued proper handling of the incident through the protocol mechanism incredibly difficult.

In fact, under former circumstances when the internet had not yet been developed, the approach to resolving disputes between China and the U.S., which did not take the public mood and reaction into consideration, had already met with intense repercussions in popular society.

In addition to the aforementioned issues, there are also some old problems that nag China.

First of all, if we want to continue to deepen the Military Maritime Consultative Agreement agreement, then we must strengthen the position of China's naval independence, and break away from its current dependent posture. For the independent U.S. Navy, the U.S.-Soviet Agreement on the Prevention of Incidents on and over the High Seas agreement has always been seen as a special advantage, because of maintaining covert contact with the enemy is in itself a kind of embodiment of importance.

At each of the previous Military Maritime Consultative Agreement working meetings between China and the United States, one could always see the figures of high ranking officials who had emerged from China's land forces (under the principle of parity, America also has to field equally ranked officials). China appears to have mistakenly transformed these meetings into political and diplomatic ones, and it will be difficult to restore the essential character of this preventative agreement. It will also be very difficult to really work on handing it over to a genuine and independent Chinese navy. At the most fundamental level this error lies in the fact that among personnel of all ranks from top to bottom, the Chinese navy is just a system of ranks, and not a branch of the military with its own independent spirit, independent nature, and independent mission.

Though the China of the future may face this or that kind of old or new problem, nonetheless China and America must act as quickly as possible to undertake improvements and upgrades of the already greatly effective Military Maritime Consultative Agreement system, in order to bring out its greater usefulness.

Within the narrow regions and spaces of East Asia in which the future military activities of China and America will be increasingly concentrated, the density of military activities and the probability of contact between military units of both sides will increase. Improving the robustness of the mechanism of the Military Maritime Consultative Agreement will not only be a short-term urgent issue of safeguarding security, but looking at the long-term, it has an even more profound significance with regard to deepening and normalizing Sino-American bilateral military contact.


“在2015年的某一天,美国派遣"乔治·华盛顿"号航母前往中国沿海进行例行巡逻。中国以实际行动表明了自己的反对立场——向这艘海上巨无霸发射了"东风"-21变形型号导弹。"华盛顿"号中弹后,被瞬间撕裂成两半,最终在20分钟后沉没……  中国导弹所携带的穿甲弹头能够轻易穿透航母全部的14层甲板,并且从顶部升降甲板到舰体底部炸出一个20英尺宽的巨型洞。中弹后的爆炸致使弹药储备舱发生了二次爆炸,200万加仑的JP-5燃料泄入大海、数千名舰员挣扎在大海之中等待救援……”

以上描写并非出自军事小说家,而是美国参谋长联席会议前海洋战略与政策顾问克拉斯卡·詹姆斯在2010年冬天抛出的盛世危言。

尽管十分荒诞,而且某些数据也失察,但有一点却是肯定的,那就是在他和其他许多学者看来,中美海上冲突的可能性依然存在,尤其双方都在不断加强区域内的军事存在和活动强度。

即便双方并没有战争意愿,但随着双方军事单位在海上和天空密集的接触,谁能保证因下级军官的鲁莽不会导致灾难性的结果?如果偶然性的海上摩擦升级成为“使得其中一方遭受巨大损失的灾难”,那么冲突将在所难免,甚至有可能进而将双方拉入到“非蓄意性战争”(inadvertent war)之中。

事实上,因摩擦导致进一步军事行动的先例早已数不胜数。对于中国而言,近十年前发生的中美核潜艇航母对峙事件、南海撞机事件等危局也曾将中国逼入到“走钢丝”的尴尬险境之中。

随着2012年伊始美国宣布重返亚太战略后,美国势必强化在亚太地区的军事存在,而且其军事活动也将进一步加强。对此,中美两国将面临着更加严峻的挑战——怎样限制和避免军事摩擦的升级,使得中美两国军事力量在条约规范之下有序进行竞争,成为摆在中美双方桌面上的当务之急。

13年裹足不前

事实上,中美两国早在1998年1月就签署了《关于建立加强海上军事安全磋商机制的协定》

(MilitaryMaritimeConsultativeA-greement,下文简称MMCA),但直到今天,整整13年过去了,中美双方依然在构建成熟和具体机制上没有太大进展。

早在“中美蜜月期”结束后的上世纪90年代中期开始,中美两国海军就不断发生军事摩擦,其中以1994年10月美国“小鹰”号航母和中国“汉”级核攻击潜艇的对峙最为引人注目,也影响深远。

在此事件中,由于中美两国军方缺乏有效沟通机制,最终这起普通的军事对峙事件被升级到外交层面。随后,由台湾问题引发的“台海危机”更是让中美两国海军产生了大量对峙事件。

这一局面困扰着当时的克林顿政府。为了从中抽身,克林顿政府开始向中国提议建立类似美苏冷战时期的海上行为规范机制来减少和避免军事对峙和摩擦升级。

美国人的良好初衷,却因被当时的中美贸易、人权、台湾问题等不断出现的政治议题所裹挟而停滞。直到1997年,借助江泽民访美这一重大政治事件所带来的中美关系转暖,两国才原则上同意建立相关机制。

次年,两国正式签署了MMCA协定,并在此框架下举行了第一次工作会议。

MMCA协定最大的失败之处,就是过于简单和空泛。协定只有9个条款,其中最重要的条款只是规定了中美两国每年需要交替举行两、三天的年度会议。会议讨论双方舰艇和飞机在海上活动相关的议题,借此来提升双方的军事互信和海上安全,诸如,搜救、军舰相遇时的相互沟通程序、阐明航线规则以及避免海上意外事件。

换言之,这只是一份过渡性质的协定,每年的例行年度会议,是为了双方能够不断协商建立起一套务实、详细、具有可操作性的行为规范来做铺垫和准备。

过去13年间,中美并没有严格遵守MMCA协定,双方只召开了10次年度会议。仔细观察这10次会议的相关报道,可以看出中美媒体对此披露的内容越来越少(美国对此会议报道的内容更多一些),而且会议取得的成绩似乎总是外交辞令般的“雷打不动”。

从2011年10月在美国夏威夷举行的最新一次会议的官方报道来看,会议最大的成绩之一就是“双方确定了下一年度的会议议题”。

如此重复雷同的会议似乎早已偏离了美方想要的一套完整翔实行为规范机制的初衷,而只是中国想要的一条“沟通渠道”。

事实上,这也正是MMCA最成功之处。

中美双方签署此协定的次年就发生了美国导弹袭击中国驻南斯拉夫大使馆事件。中国为了表达自己的强烈愤怒,主动停止了和美国的一切军事交往,中美关系也降至“冰点”。但随着双边关系缓和,在MM-CA协定的框架下双方再次重新恢复所有中断了的军事交往。仅此一点,MMCA协定已经居功至伟。

尽管如此,在随后13年漫长的岁月里,中美双方却裹足不前,始终难以将MMCA协定向前再迈进一步。如果双方真的建立起一套完善的行为约束机制,或许2001年发生的南海撞机事件等其他军事摩擦,最终可能是另外一个结果。

甩掉“政治那根弦”

或许中国决策层还局限在某些现实顾虑中,但是面对未来中美可能日益加大的海上冲突风险,继续完善和升级MMCA协定,却是13年后必须再次考虑的事情。

对于中国而言,签署类似此前美苏签署的《关于防止公海水面和上空意外事件的协定》(下文简称INCSEA),或许是最优化的选择。

因为正是得益于这一约定,冷战期间,即便美国1万多艘各型舰艇和4万多架军用飞机在全球海域与苏联同样庞大军事力量的争锋中,没有因海上摩擦导致灾难性后果,甚至在某种程度上限制了对峙和摩擦的发生。

之所以起到如此巨大的效果,一切在于美苏双方完全出于实用主义的考虑,超越了政治的局限,更超越了意识形态的束缚。在随后协定的执行过程中,美苏双方又保持了“唯专业、纯技术”的客观态度。

相比中美两国签署的MMCA协定,美苏间的INCSEA协定不仅仅是一条畅通的沟通渠道,更是一套精细的军事交往规范。

比如,INCSEA协定除了声明美苏双方要遵守“国际海上避碰规则”、“国际信号规则”等通用国际惯例外,还额外规范了美苏海上军事单位(包括舰艇和飞机,不包括潜艇和无人机)在和平时期相遇和对峙时的具体战术行为。

协定内容涉及双方舰船和飞机的日常航行、编队运动、海上演习、海上监视、海上紧急机动等各个方面,所有有可能导致双方误判和误解的行为都被明确加以规范,比如协定禁止了很多具有敌对和挑衅性行为,禁止双方舰船做出模拟攻击的行为。

让协定更加有效的是,协定具有高度的独立性,基本不受政治和外交的影响。美苏双方在定期的磋商会晤中,双方往往都派出海军专业技术官员出席,而且不允许外交部门插手以及新闻媒体借机炒作。

虽然牺牲了部分美国公众的知情权,但是双方可以将讨论的话题当成高度专业化的问题去对待,而不是绷紧“政治那根弦”去互相指责和扯淡。在专业化的气氛中,双方规避了政治条约中的不利因素,将已经发生的事故尽量和平地化解。

在“专业主义”(professionalism)的气氛中,双方都将事故中的各种证据(如照片、录像、海图、航海日志等)摆在桌面上,去“一是一,二是二”地分析事故背后的真正责任。正是如此客观、理性的机制,迫使下级军官在对峙过程中更加谨慎和克制,严格地履行协定所明示的规范,避免在日后双方的事故对证中“惹火烧身”。

由于规避了政治因素可能带来的偏激,使得协定机制最大程度上保持通畅,即使在出现重大争端或外交关系最为紧张的时期,双方沟通仍能够继续。这一特性,在真正的危机到来时,显得弥足珍贵。

在1979年苏联入侵阿富汗之后,美国冻结了大部分和苏联的政府间对话机制,但INCSEA协定框架下的渠道却依然畅通无误。对比肯尼迪时代美苏领导人在古巴导弹危机中,需要靠大众媒介来互相传递信息而言,这一机制无疑最大程度地保障了和平。

在时间的验证下,美苏的INC-SEA协定获得了巨大的成功,有效地遏制了双方军事摩擦的数量。在上世纪60年代,美苏两国海上危险性军事对峙数量平均每年超过100起,而在协定签署后的长达10年间,每年的数量下降到40起。

正是因为INCSEA协定行之有效,所以后期不但美苏将协定适用范围扩大,而且苏联和其他美国盟友也纷纷签订类似协定,苏联解体后,这一行为约束体系被新生的俄罗斯所继承。

处在新世纪的中美两国,面对着新的时代背景和新问题,尽管无法直接照搬美苏间的INCSEA协定,但是,对于时下的中国而言,依然需要沿袭美苏两国的过去有益的经验,走出一条适合时代和自身的道路。

中国面临的难题

中国无法直接照搬美苏INCSEA协定做法的最大原因在于,冷战期间美苏两国的海上交锋主要集中在公海,而且其实力大致均等。而时下,中美两国未来的海上交锋更多的将发生在中国的200海里专属经济区之内。在中美实力悬殊之下,中国明显处在被动的局面,要求占据主动优势的美国签署一份完全平等的协定注定十分困难。

而且,美苏当初签订的INCSEA协定主要基于1958年的《日内瓦公海公约》,当时尚无专属经济区这一概念,随着1994年《联合国海洋法公约》生效,公海的范畴已经被“压缩”到专属经济区之外。

对于追求最大航行自由权和军事行动自由的美国而言,与其谈论公海,其更乐于坚持使用“国际水域”这一含混不清的概念。这对于潜在对峙主要发生在专属经济区(此前很多摩擦都发生在中国专属经济区内),而且处于明显被动局面的中国而言是不愿意看到的,怎样维护在专属经济区保持最大主权利益则是中国必须考虑的问题。

此外,如果中美需要进一步完善MMCA条约,中美两国必须厘清中国领海以及专属经济区内的边界。但是,中国和周边国家在此问题上依然存在很多争议和重叠区域,美国在此问题上,不会贸然牺牲周边盟国和伙伴国家的利益来迁就中国。

这就要求,中国在现实交往中进行重大抉择,是追求和强调无法兑现的名义上的政治利益呢?还是选择务实和弹性的态度来追求现实利益?鱼和熊掌不能兼得,这显然需要中国拿出更多的智慧来应对。

其次,网络化时代的冲击波也已经让中美两国难以在“真空”状态下,建立完全隔离公众社会的事故解决机制。如何应对公众情绪,尤其是中国国内日益高涨的民族主义情绪,应该成为中美进一步完善MMCA机制的新考虑。

未来中美两国的军事摩擦将密集地发生在中国附近海域,在此背景下,中美双方很难做到秘密隐蔽和解决纠纷,即便是海下发生的事故,也很难保证不会泄露消息。此前中国海军361号潜艇遇难事件,消息便是通过网络流出,这已经说明了问题。

即便中国能够完全隔绝消息流向公众社会,也很难保证美国军事人员不通过社交网络(如Facebook和Twiter)泄露出相关信息。一旦公众得知遭受损失的军事摩擦,在高昂的国内情绪下,如何继续通过协定机制来妥善处理事故将成为十分困难的事情。

事实上,在此前网络环境还不发达时期,中美之间已经发生的军事摩擦,在完全不理会公众情绪和反应的单边解决方法已经遭遇到了民间社会的强烈反弹。

除了上述新问题,还有一些老问题纠缠着中国。

首先,要继续深化中美MMCA协定,就必须加强中国海军的独立地位,摆脱依附性地位。对于独立的美国海军而言,美苏间签订的INCSEA协定一直被视为海军的一项特殊利益,因为“维系和潜在敌人的接触”其本身就是一种重要性的体现。

此前中美之间MMCA协定的历次工作会议,总能见到中国陆军出身的高级官员的身影(在对等原则下,美方也必须派出相应级别的军事官员)。中国似乎错位地将协定会议政治化和外交化,而难以还原这一海上预防性协定的本质,也很难将实际工作真正和独立地交付给中国海军。而这一错位的深层原因在于,中国海军在上下等级森严的军队体系中,只是一个“级别建制”,而非具有独立精神、独立性格、独立使命的军兵种。

尽管未来中国面临着这样和那样的新旧难题,但中美双方必须尽快对已经产生巨大功效的MMCA机制进行完善和升级,使其发挥更大作用。

未来中美双方日益增长的军事存在密集地分布在东亚狭小的区域空间内,双方军事存在的密度以及两国军事单位相遇的几率将更高,进一步健全MMCA机制不仅仅是短期内保障安全所亟待解决的问题,就长远来看,对于深化和规范中美两国军事交往也有着更加深远的意义。
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