‘The Chrysanthemum and the Sword’ of US Culture

Published in China Times
(Taiwan) on 4 May 2023
by Lin Gufang (link to originallink to original)
Translated from by Matthew McKay. Edited by Wes Vanderburgh.
The antagonism between China and the U.S. and the resultant rash of anti-American sentiment in mainland China are as if the U.S. were nothing more than an imperialist country, and that not a day goes by when its hostile intentions toward the mainland do not subside. However, amid the flood of anti-American sentiment, insightful individuals remind everyone that if the U.S. is the world's superpower, it is not by chance: Its social system, political workings, humanistic values and scientific development are not to be taken lightly, and the many elites applying to go to the U.S. each year cannot be explained away by "The U.S. empire is out to get us."

The rejoicing in Taiwan at the confrontations between China and the U.S. misconstrues the U.S. as the patron saint of American-style democracy, necessarily honor-bound to come to Taiwan's defense. But in the middle of such waves of jubilation, cooler heads prevail, reminding everyone that the U.S. is not to be trusted too readily, on account of its poor track record of treachery and betrayal of allies in international affairs, such as diplomacy and military matters.

The U.S. is interpreted in completely different ways on either side of the Taiwan Strait, and each side uses its interpretation to suit its own needs. But when all is said and done, what is the U.S., really? And how should it be seen in a more realistic light? An overview.

With the above in mind, the way the U.S. formerly viewed Japan can be used as a reference. Before World War II, the average height of the Japanese was no more than 4 feet, 11 inches, but at the beginning of the war, they repeatedly beat the taller Americans into retreat. Why Japan should have had such fighting prowess has sparked discussion among official and academic circles in the U.S. Sun Tzu tells us that "If you know the enemy and know yourself, you need not fear the result of a hundred battles," so it is only by truly understanding the Japanese that the U.S. would have been able to stand undefeated. Ultimately, it was "The Chrysanthemum and the Sword," a study of national character traits by psychological anthropologist Ruth Benedict that gave Americans a deeper understanding of the type of enemy they were facing, through Benedict's in-depth analysis of the duality of the Japanese personality.

The titular chrysanthemum is a reference to the refined elegance of the Japanese when drinking sake and admiring chrysanthemums, at a time when the Japanese were known at poets; whereas the sword refers to the ruthlessness of the Japanese, as though they were homicidal maniacs,when confronting their enemies.

"The Chrysanthemum and the Sword" goes a certain distance toward interpreting Japanese duality; of course, if one really goes deeper into Japan, the sword can also refer to kendo or bushido, its cultural connotations going far beyond Benedict's characterization. But even so, "They Chrysanthemum and the Sword" still provides some insight into two aspects of Japanese behavior, so that, to Americans, they are no longer simply weird and incomprehensibly alien.

The incisiveness of "The Chrysanthemum and the Sword" is useful any way one wishes to look at the U.S. As far as the "chrysanthemum" is concerned, the U.S. has announced its pursuit of the moral high ground in terms of the defense of human rights, as shown in the Bill of Rights and Four Freedoms, and although there are still many historical issues to be resolved, overall developments are indeed heading in the right direction. Beyond its Constitution, American politics contains conventions established by the Founding Fathers that demonstrate contemplation of the possible alienation of power. This, coupled with the development of academia and the flourishing of culture, makes its impossible not to see the existence of the U.S. in a positive light, and all of these are of fundamental significance to human development. Many people with experience of the U.S. have firsthand knowledge of the sweet scent of the "chrysanthemum" in American culture, and they take it as a given that the U.S. is the place to be.

However, seen as groups, and as the history of Western exploration shows, there is a strict dichotomy between Chinese and non-Chinese peoples, and the safeguarding of one's own developmental interests is a moral imperative that brooks no compromise. The extension of this situation to the national level makes "America First" an unchallengeable code of conduct, under which the protection of outsiders' rights is subordinated to matters of national interest. At this point in time, many view the U.S. as egregiously selfish, untrustworthy, short-sighted and forgetful. Some people here see the U.S. as a great power, its self-identity fashioned under the sign of the "sword," and naturally consider it devious — but justifiably so!

From the individual to the state, from the prescriptive value of life to the descriptive interests of the nation, from the in-group to the out-group, the U.S. has two sides to it, and in any consideration of the U.S., one cannot have the one without the other. To learn from the U.S., one must learn from the "chrysanthemum," and to defend against the U.S., one must defend against the "sword." Nowadays, though, the mainstream on either side of the Taiwan Strait is skewed toward the strengths of both the chrysanthemum and the sword. In Taiwan, when we go all out in glorifying the U.S., we naturally lose our point of reference; on the mainland, when they recklessly belittle the U.S., they allow themselves to become mired in discursive embarrassment. The result of this has been a collective deepening of the conflicts between the two sides of the Taiwan Strait.

These two aspects are often observed in human nature as they are in countries and cultures, but what has happened to these two aspects when it comes to the strait is a question for our times.

The author is a cultural scholar


中美對抗,大陸一片反美情緒,似乎美國就只帝國主義,謀我之心未嘗一日稍減。但在此浪潮下,也有一些有識之士,提醒大家,美國做為世界超強並非偶然,在社會制度、政治運作、人文價值、科學發展上絕對不可輕忽,每年有那麼多的精英申請赴美,就非「美帝謀我」可以解釋。

中美對抗,台灣一片欣喜之聲,以為美國做為美式民主的守護神,必然會義無反顧地保護台灣。但在這樣的浪潮下,也有一些有識之士,提醒大家,美國在外交、軍事這些國際事務上,其背信忘義、出賣盟友劣跡斑斑,萬不可輕信美國。

在兩岸,都存在著對美國完全不同向度的解讀,不同人各取所需,但美國究竟如何?該如何看待才更實然?也就輕輕掠過。

而就此,美國當年如何看待日本,正可以做為參照。二戰前,日本人平均身高不超過150公分,戰爭初期卻把高大的美國人打得節節敗退,這個民族為何有這樣的戰鬥力,引起美國官方與學界的討論,所謂「知己知彼,百戰不殆」,只有真實了解日本人,才能立於不敗之地。最終,心理人類學者潘乃德以國民性研究的《菊與刀》一書(台灣一般翻成《菊花與劍》),深度剖析日本人格的兩面性,讓美國人更深地了解他們所面對的是怎樣的敵人。

所謂「菊與刀」,菊指的是日本人喝著清酒、賞著菊花時的清雅風流,此時的日本人是個詩人;刀,則是日本人在對敵時,毫無反顧,就如殺人魔一般。

「菊與刀」,一定程度地解讀了日本的兩極性,當然,真深入日本,所謂刀或劍,背後也還可以指涉劍道或武士道,它的文化內涵就遠遠超越了潘乃德的「定性」。但即便如此,「菊與刀」還是讓人多少了解到日本人兩個向度的行為特徵,對美國人而言,也就不再只是個怪誕而無以理解的異類。

要如何看待美國,這「菊與刀」的切入正可借用。就「菊」而言,在人權維護上,如《人權法案》與「四大自由」所示,美國在此揭櫫了高道德的追求,雖然仍有諸多歷史問題待解決,但整體發展的確朝著這樣的方向前進;美國的政治,憲法之外,包含歷史先賢立下的慣例,在在顯示了對權力可能異化的觀照。再加以學術的發達、文化的蓬勃,都讓人不能不從正面來看待它的存在,而這些對人類的發展也都有其根柢的意義。許多有美國經驗的人,正是親炙了美國文化中「菊」的芬芳,而認為「以美國為尚」正理所當然。

然而,以群體做為單位,就如西部開拓史所示,我族他族之間是嚴格二分的,維護自己屯墾的利益在道德上是至高無上、無以妥協的。這情形擴大到國家層次,就使得「美國第一」成為無可挑戰的行為準則,對族外人的權利保護既輕忽,更多的就是國家利益。這時的美國,從他者看來,其自私背信、短視忘義還真罄竹難書。一些人在此看到美國做為強權,其「刀」下的自我,自然認為美國,其為賊也,正大矣哉!

從個人到國家,從應然的生命價值到實然的國家利益,從族內到族外,美國就有著這樣的兩面性。看美國,這兩面缺一不可。學美國,要學的是「菊」;防美國,要防的是「刀」。而如今兩岸的主流,卻就各往著菊與刀做強度的偏斜。在台灣,既率意美化美國,自己的基點自然無存;在大陸,既恣意貶低美國,就讓自己陷於論述的尷尬。而其結果卻共同加深了兩岸的矛盾。

人性常就具有這樣的兩面性,國家、文化亦然,而海峽兩岸自己的兩面性何在?則又是另一個大哉問了。

(作者為文化學者)
This post appeared on the front page as a direct link to the original article with the above link .

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