Transparency Conceals Fear

Published in Zaobao
(Singapore) on 29 May 2010
by Teng Jianqun (link to originallink to original)
Translated from by John Yu. Edited by Jessica Boesl.
On May 3, the U.S. announced that, from 1967 to September 2009, it had reduced its total number of nuclear weapons by 84 percent, from 31,225 to 5,113. It also released the details of changes in nuclear weapons since 1962, as well as the number dismantled since 1994. Many analysts hold this to be a sign that the U.S. is taking the lead in nuclear transparency, and is trying to pressure China and other nations to follow suit.

Transparency Conceals Fear of China

Once again, the issue of nuclear transparency has returned to the U.S.-China negotiation table. The U.S. Department of Defense "Nuclear Posture Review Report" published in April mentioned China over 30 times, often together with Russia, and the term “transparency” appeared 17 times, often in relation to China.

“While facing the increasingly urgent threats of nuclear terrorism and nuclear proliferation, the United States must continue to address the more familiar challenge of ensuring strategic stability with existing nuclear powers – most notably Russia and China.”

At the same time, “ ... the United States and China’s Asian neighbors remain concerned about China’s current military modernization efforts, including its qualitative and quantitative modernization of its nuclear arsenal. China’s nuclear arsenal remains much smaller than the arsenals of Russia and the United States. But the lack of transparency surrounding its nuclear programs — their pace and scope, as well as the strategy and doctrine that guides them — raises questions about China’s future strategic intentions."

The U.S. " ... must continue to maintain stable strategic relationships with Russia and China and counter threats posed by any emerging nuclear-armed states, thereby protecting the United States and our allies and partners against nuclear threats or intimidation, and reducing any incentives they might have to seek their own nuclear deterrents."

The report also emphasizes that, in order to increase transparency and trust with Russia and China, the U.S. may lay down conditions for establishing a nuclear-free world to build a solid foundation for preventing the spread of nuclear weapons and fighting nuclear terrorism. The goal of U.S.-China nuclear strategic talks is to establish a place and mechanism for strategic, policy, program and other types of exchange, increasing trust and transparency while reducing misunderstandings. 

“Transparency” is what America keeps demanding of China. On the surface, it would seem that the modernization of China’s military, particularly its non-transparency regarding nuclear stores, is a problem. But at the same time, this year’s "Nuclear Posture Review" gives one the sense that fear is the hidden motivation for demanding transparency from China. Why isn’t America aggressively pursuing other nations, such as England or France, who possess nuclear weapons and have kept the details of their stores a secret? The original U.S. target was Russia, and now China has been ranked behind it, showing how worried the Americans are.

What direction will the Chinese nuclear program take? Will it be defying international trends if it increases nuclear weapons while the U.S. and Russia are promising large-scale reductions? On a larger scale, this would go against the U.S. call for a nuclear-free world. More specifically, it would upset the nuclear balance among the three powers and threaten American dominance. This shows that pressing demands for transparency regarding China’s nuclear strategies, policies, and stores reflects widespread American fear of the modernization of China’s national defense.

The U.S. Has No Reason to Fear China

Upon consideration, it is apparent that these fears are rather groundless and unnecessary.

First of all, China’s nuclear power is limited, representing a fraction of Russia or America’s. Even if both cut their weapon stores by half, China’s nuclear weapons would affect neither the so-called “strategic stability” nor their positions of advantage. America and Russia’s newly-established disarmament goals will take at least a decade. In September, Chinese chairman Hu Jintao told the U.N. Security Council Summit on Nuclear Disarmament and Non-Proliferation that other nations would join international disarmament when the time was right. Of course, China was included among those other nations.

China’s policy regarding nuclear disarmament is that it should be complete, comprehensive, and led by the major powers; therefore, the U.S. and Russia, who possess over 90 percent of the world’s total nuclear weapons, have an obligation to reduce their stores. At the current stage, negotiations between the U.S. and China would be fruitless because of the wide disparity in their nuclear capabilities; the U.S. has a global missile defense system, as well a general advantage.

Second, small nations always keep the details of their nuclear programs a secret to prove their reliability, and China is no exception. Its nuclear policies and stores are maintained primarily with the economy in mind, which is due to how the first generation of leaders understood nuclear weapons, and is still being determined by China’s unique national defense policy, which is to maintain a small amount of weapons. China’s deployment stance is also unique in that, rather than aiming nuclear weapons at any country, it simply maintains a counter-attack force to be alerted in case of nuclear threat. The U.S. and Russia’s nuclear weapons, on the other hand, can be fired within a matter of minutes. The difference lies in China’s policy of self-protection, which is unlikely to change in the future because this would require costly and unnecessary alterations to its military structure, alertness level and weapons systems.

Third, given the current international situation, China will not go against current trends and increase its nuclear stores. Since the economic liberalization thirty years ago, the nation has prioritized economic development, and will continue to do so in the foreseeable future. It is, therefore, highly unlikely that they would prioritize military expenditures at the expense of the economy. Beijing’s goals in advancing nuclear weaponry are purely defensive, including upgrading nuclear information, ensuring safety and reliability, and improving defense, response and precision striking capabilities.

Several agreements were reached during the recent U.S.-China Strategic and Economic Dialogue. Will progress be made on nuclear issues? I think it will be slow because, both for China and the U.S., the nuclear issue is a sensitive issue that is fundamentally different from the economic one. Beijing is not going to be particularly interested in or eager to respond to the numerous strategic dialogues organized by the U.S., because the time is not yet right and the disparity between their levels of nuclear power is too great. It is more interested in building trust by making clear the goals of its nuclear policies and modernization programs. There is also no need for Washington to worry or obsess over China’s nuclear development, because it will never start an arms race or threaten the “strategic stability” or “strategic balance.”


5月3日,美国公布,截至2009年9月共拥核弹5113枚,与冷战最高峰的31255枚(1967年)比减少84%,美 国还公布1962年以来核弹量变化及1994年以来拆解核弹量。此举一出,就有评论认为,美国带头透明,无疑是对中国等国施加影响,逼中国核透明,诸如此 类。
“核透明”实际是担心中国
  核透明再次摆上美中交流桌面。4月初发表的《核态势审议》报告30余次提及中国,把中国与 俄罗斯相提并论,而“透明”一词反复出现17次,多与中国有关。“在面对越来越严峻的核恐怖和核扩散同时,美国必须同样重视与有核武器国家战略稳定方面的 挑战,特别是俄罗斯和中国。”“美国和中国的邻居继续关注中国国防现代化的努力,包括其核武库数量和质量的现代化。中国的核武规模远小于俄美,但其计划不 透明,包括其速度、规模及指导战略和方针不透明,让人质疑中国的战略意图。”美国要采取“更广泛措施以扩大合作和透明,增强对俄中的战略稳定。未来,美国 任何核裁军必以继续强化对地区性敌手的威慑能力、增强与俄中战略稳定和确保对美国盟友和伙伴的安全为前提”。
  报告特别强调,增加与俄中 透明与互信,美国可为建立无核武器世界创造条件,为建立防核扩散和打击核恐怖奠定坚实基础。进行中美核战略对话的目的是要建立一个场所和机制,以进行战 略、政策、核武器计划及其他战略能力的交流,目的就是“增加信任,提高透明和减少误判”。
  “透明”一直是美方要中国做的事。表面看,似 乎中国军事现代化出了问题,特别是核武器库不透明。然而,从今年《核态势审议》报告中我们隐约感觉到,在要求中国透明的背后是强烈的担心。同样是有核国 家,同样对核武器库保持模糊和保密状态,美国为什么不点英法的名,而大张旗鼓强调中国?俄罗斯本来就是美国要紧盯的目标,中国这次被排在俄后面显示出美方 的不安:中国核力量走向何方?特别是在美俄承诺大幅度核裁军后,中国如果不裁反增,岂不是逆流而动?说大些,这与美建立无核武器世界主张相违背。说具体 些,中国此举岂不打破美俄占主导地位的核平衡,威胁到美国的绝对优势?所以,起劲要求中国核力量、核战略、核政策透明,反映出美国从上到下对中国国防现代 化的不放心。
美国对中国的担心没必要
  细想,这种担心似乎没太大根据,也没多少必要:
  第一,中国核力量 有限,远不及美俄各拥核武器的零头,即使两国再裁一半核武器,中国有限核武器也不影响到所谓“战略稳定”和优势地位。而落实美俄刚达成的新裁军目标,至少 需要10年。中国国家主席胡锦涛去年9月在安理会核裁军和防扩散峰会上已表态,其他有核武国家会在适当时候加入国际核裁军。这里的“其他国家”当然包括中 国。中国一直坚持“全面禁止”、“彻底销毁”和“大国率先”的核裁军原则,美俄拥有世界90%以上的核武,有义务继续把核弹头数量减下来。目前,即使美国 想拉中国谈判,由于不在一个重量级上,何况美国还拥有常规优势和在建全球导弹防御体系,双方不会有多少共同语言,即使是已开始的核战略对话,人们也没看到 多少成果,个中原因显然易见。
  第二,对拥有少量核武国家说,保持其政策模糊性完全是为保证其有效可靠,这是惯例,中国不可能成为另类。 中国核政策和核力量是最经济有效的。这取决于中国第一代领导人对核武的认识,也是中国特有国防政策所决定的,即中国要有核武器,但数量不会太多。再从中国 战略力量部署态势看,它同样与众不同:平时核武不瞄准任何国家,只有在国家受到核威胁才提升部队戒备等级,做好核反击准备,在遭受核攻击条件下对敌进行核 反击。而美俄核武可在十几分钟内发射。这与中国自卫防御核战略密不可分,中国在未来任何时候都不会改变这种部署态势,因为任何改变都会牵扯部队结构、战备 等级、武器系统的改变,既不经济,又没必要。
  第三,当前形势下,中国不会逆流而上,大幅度增加核武器数量。改革开放30年,中国始终把 经济建设当成首要任务,在可预见未来,中国不可能放下这个目标,本末倒置,去扩军备战。北京对其核武器现代化的目标是:保证国家免受核攻击。二炮按精干有 效原则,集中于核武器信息化水平提高上,確保核武的安全性和可靠性,增強防护、反应、突防和精确打击能力。
  刚刚结束的中美战略与经济对 话碰撞出两国不少共识,那在核领域里的对话是不是也会加速呢?笔者之见是缓行,因为不论对美,还是对华,核问题和战略与经济议题有本质区别,一直是相当敏 感的话题。目前,北京不可能对美国频频发出的核战略对话有多少兴趣,做出实质性回应,只因如此对话的前提条件不成熟,双方实力太悬殊,犹如成年人与儿童谈 战略合作,显然不会有成效。中国要做的是,解释好自己的核武政策和现代化计划,增信释疑。华盛顿也没必要时刻盯着中国,不论发展到哪里,中国都不可能和美 国进行核军备竞赛,挑战大国间的“战略稳定”和“战略平衡”,华府完全可把悬着的心放在肚子里。
作者是美国斯坦福大学
国际安 全和合作研究中心客座研究员
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