As Chinese Students Sue the US, Preparation Is Key

Published in Huanqiu
(China) on 16 July 2021
by Hao Min (link to originallink to original)
Translated from by Tyler Ruzicka. Edited by Gillian Palmer.
In response to the U.S. government's unreasonable Executive Order No. 10043, students from eight top Chinese science and engineering schools are preparing to file a class action lawsuit against the Biden administration seeing to revise or overturn the order. They have also set up a website and raised funds for the cause. Currently, there are more than 1,000 students participating in the action, and the movement has triggered a response at universities and colleges in both China and the U.S.

Executive Order No. 10043 was signed by Donald Trump in May 2020. Under the pretense of "protecting intellectual property" and "preventing theft of advanced U.S. science and technology," the order imposes severe restrictions on typical study abroad programs and student and visiting scholar exchanges from specially designated Chinese science and technology schools. This executive order that denies visas to these students is linked to Section 212 (f) of the U.S. Immigration and Nationality Act, which allows the president to "suspend the entry of all aliens or any class of aliens as immigrants or nonimmigrants" if the president finds that "the entry of any aliens or of any class of aliens into the United States would be detrimental to the interests of the United States."

If the U.S. government believes that foreign exchange students damage U.S. interests, it can use this clause to justify denying the students’ visas. Now, not only has the Biden administration chosen not to overturn its predecessor's dark legacy, it has taken it up as a new standard, denying Chinese engineering student visas without explanation. If this continues, it will affect thousands upon thousands of hardworking students and their families seeking higher education, and will affect enrollment and research cooperation in domestic engineering schools.

First, this wholesale denial of visas is an extension of the U.S. government's investigation into Chinese and Chinese American researchers. In 2018, the U.S. government formulated the China Initiative, a wave of judicial investigations into these scholars. The initiative has continued without any let-up to this day. Although in the end these researchers were proven to have no hand in or relation to "trade secret theft, ... [or] economic espionage" as the U.S. government suspected, this did not hamper the U.S. from attempting to trump up charges against them. In the end, many were declared guilty based on false statements or tax returns.

The 2020 Open Doors report, published by the Institute of International Education, shows that in the 2019-2020 academic school year, nearly 373,000 Chinese students studied abroad in the U.S. Among them were nearly 41,000 Chinese master’s degree students, 36,000 doctoral students, and 38,000 post-doctoral students and visiting scholars working in STEM fields. There were also nearly 32,000 Chinese American scientists. However, there have only been 80 cases related to the China investigative initiative reported by the U.S. Justice Department in April, meaning that only about two in every 10,000 individuals in the populations outlined by the initiative have been charged in court.

Although the U.S. claims that its investigation is meant to protect the security of universities' scientific research, this large-scale denial of visas for Chinese science and technology students based on groundless suspicions essentially extends the blockade and suppression of China's private technology sector into higher education. It very clearly demonstrates the U.S. government's firm strategic policy of checking China's technological development.

Secondly, the U.S. has overused China’s vague "Military-Civil Fusion” strategy as a pretense to suppress China.* The students whose visas are rejected in this massive action primarily come from science and engineering schools the U.S. believes to be involved in the military-civil fusion strategy. Even students from these schools who specialize in liberal arts or business have become victims of Order 10043. The reason the government gives for this total ban on Chinese scholars is that "students or researchers from the PRC studying or researching beyond the undergraduate level who are or have been associated with the PLA are at high risk of being exploited or co-opted by the PRC authorities ... In light of the above, ... the entry of certain nationals of the PRC seeking to enter the United States pursuant to an F or J visa to study or conduct research in the United States would be detrimental to the interests of the United States."

Accordingly, Order 10043 suspends and restricts study visas for students with ties to Chinese organizations connected to Military-Civil Fusion efforts. After it was enacted, Order 10043 was met with widespread scrutiny within American educational and legal spheres. The Military-Civil Fusion strategy it discusses is not clearly defined; students are accused of potentially endangering American national security solely for being connected to some organization or entity. There's no way to provide a plausible explanation based on logic or science. Many well-known American universities accept military funding for their research labs; should we consider all these universities affiliated with the U.S. military? It brings to mind July 9, when the U.S. once again expanded its Entity List, establishing import-export restrictions for 23 Chinese entities. One of the reasons listed for adding these entities to the list was their use of "U.S. technology to fuel China’s ... military modernization efforts."

On July 13, Joe Biden nominated former Pentagon and Department of Defense official Alan Estevez to be the new Department of Commerce undersecretary for industry and security. This position is key in the technological battle between the U.S. and China, and its core task is to formulate export control policies with respect to China based on military experience. The U.S. has repeatedly abused this Military-Civil Fusion pretense to suppress Chinese high-tech firms and researchers in higher education, proving that the U.S. has fallen prey to its own efforts to sell the "Chinese threat" and China anxiety. It can no longer distinguish, and doesn't want to distinguish, between Chinese higher education, Chinese companies and the Chinese military, so this rough and inexact break was a foregone conclusion. Cutting off all large-scale cooperation in science and technology is a move that harms higher education and multiple sectors in China as well as the U.S.

Third, everything that needs to be done when fighting for law and justice involves preparation for a protracted battle. In putting the law to use in upholding their rights, students abroad should prepare themselves for the long haul. In the U.S., a lawsuit against the government is sure to be an expensive war of attrition, lasting at least a few months to a few years. On top of that, legal fees are an unpredictable expense. In the past, Chinese American scientist and professor Li Xiaojiang's legal fees exceeded $200,000, and Professor Zheng Songguo's legal fees surpassed that at $400,000. And if the lawsuit is lost, the plaintiffs must pay the opposing party’s legal fees. What's more, checking and suppressing China's growth is now a main political imperative for the United States. Although U.S. universities have responded positively to foreign student complaints about Order 10043, no school is willing to help Chinese exchange students take the government to court. Considering how a relatively small proportion of Chinese students will be affected by the ban each year and the order’s relatively low political priority, it will be difficult to inspire more widespread or senior-level attention from American universities.

Education and technological exchange are important parts of the China-U.S. cultural exchange, and they are highly significant to promoting a beneficial partnership between the two countries. On the one hand, the Biden administration is trying to satisfy calls by American universities and colleges to increase enrollment of Chinese exchange students and subsidize their tuition, but on the other hand, the Biden administration continues to suppress and violate the legal rights of Chinese exchange students, working completely against the philosophy of the open and free education it prides itself on. Its actions also run counter to the growing international talent exchange that is emblematic of our times, and counter to the desire shared by the U.S. and China to increase friendly exchange between their people. We should promote a strategy of open-style innovation, predicated on opposition to the United States' scientific and technological hegemony and bullying. We want to continue expanding international technological cooperation and exchange, strengthen the foundations of scientific study, seek breakthroughs in key technologies, and realize our strategic goal of becoming a technological superpower.

*Editor’s note: Military-Civil Fusion is an aggressive, national strategy of the Chinese Communist Party. Its goal is to enable China to develop the most technologically advanced military in the world.

The author is the director of the Intellectual Property Rights and Science and Technology Security Research Center at the Law School of UIR.


郝敏:中国学生告美国政府,该如何准备

针对美国政府第10043号总统令的无理性,中国8所顶尖理工类院校的中国学生近日准备发起集体诉讼,要求拜登政府对其进行修订或予以废除,并就此项行动专门设立网站、募集资金。此项活动参与学生目前已经超过千人,在中美两国高校引起巨大反响。

10043号总统令是特朗普在2020年5月签署的,打着所谓“保护知识产权”和“防范间谍窃取美国先进的科学技术”等幌子,针对中国特定理工类院校的学生及访问学者正常的赴美留学、交流进行严格限制。与此项行政令相关联的拒签理由是根据美国《移民和国籍法》第212条(f)款,即“以国家安全名义拒绝外国人入境”。如果美方认为该留学生入境会损害美国利益,就会触发该条款拒签。现今,拜登政府非但没有废除前任的“恶政遗毒”,反而奉为圭臬,无理拒签中国理工类院校学生的赴美签证,延续下去势必影响中国万千苦读寻求专业深造的学生及其家庭,以及国内相关理工类院校的生源标准和科研合作。

第一,大规模拒签是美针对华裔科研人员清查行动的延伸。美国政府2018年制定了“中国行动计划”,针对华裔科研人员的司法清查风暴至今仍在持续且力度不减,虽然这些人最终被证明与美方怀疑的“窃取技术的经济间谍”毫不相干,但并不妨碍美方欲加之罪、何患无辞,最终多以虚假陈述或纳税申报定罪。美国国际教育协会发布的《2020年门户开放报告》显示,2019-2020学年,约有37.3万名中国学生在美国留学。其中,约有4.1万名中国籍的硕士生、3.6万名博士生和3.8万名博士后/访问学者在STEM(科学、技术、工程和数学)领域工作。美国华裔科学家大概有3.2万人。而美司法部4月公布的“中国行动计划”相关起诉案件只有80起,这就意味着该领域群体的被起诉率约为万分之二。此番美国如此牵强附会地打着“保护大学科研安全”的旗号,以莫须有的怀疑大量拒签中国理工类学生的签证,本质上是将对中国高科技领域的封锁和打压进一步蔓延到留学生领域,更加充分说明了美国政府决心遏制中国高科技发展的国家战略定位。


第二,语焉不详的“军民融合”成为美国打压中国滥用的噱头。此次被大规模拒签的学生基本来自被美国认为有“军民融合”背景的理工类院校,甚至在此类院校攻读文科和商科的学生也成为10043号令的受害者。作为一份彻头彻尾压制中国学者的禁令,理由是“本科以上水平的中国学生或研究人员,如果是或曾经与解放军有关系,很有可能成为侵犯知识产权的非传统情报收集人员……鉴于以上情况,此类人员申请F或J签证进入美国学习研究将损害美国利益”,进而暂停和限制与中国军民融合发展战略机构有关联的留学签证。10043号令颁布伊始就遭到美国教育和法律界的广泛质疑,所谓“军民融合发展战略”并无清晰范围,仅仅因为与某实体有关联就判定可能威胁美国国家安全,从逻辑和科学的角度都无法自圆其说。美国很多知名大学的实验室都接受军方资助,那么应该判定这些大学都和美国军队有关系?联想到7月9日,美国再次大规模扩大“实体清单”范围,将23家中国实体纳入出口管制对象,其中一个理由即是“利用美国技术推动中国军事现代化”。7月13日,拜登提名前五角大楼国防部官员艾伦·埃斯特维兹担任商务部工业与安全局负责人,这个中美科技战中关键职位的核心任务就是从军方经验出发,制定对中国的出口管制政策。美国多次滥用“军民融合”的噱头打压中国高科技企业和高校研究人员,说明美国被自己贩卖的“中国威胁”和“中国焦虑”冲昏了头脑,已经分不清楚、也不想分清楚中国的高校与企业、高校与军队、企业与军队之间的区别,随之而来的必然就是简单粗暴的一刀切。切断一切大规模的科研合作是给中美双方高校和多个领域带来重大损害的招数。

第三,力争法律正义,但要做好持久战的准备。运用法律手段维权的同时,留学生们也应做好充分的持久战准备:首先,在美国和政府打官司势必是一场昂贵消耗战,时间至少会持续数月到数年,诉讼费用也是难以预测的开销。此前,华裔科学家李晓江教授的律师费花了20多万美元,郑颂国教授的诉讼费用更是高达40多万美元,一旦败诉,对方的诉讼费用也会成为原告的负担。其次,美国现在将遏制打压中国发展当作首要的政治正确,虽然美国高校对留学生关于10043号令意见给予正面回应,但是没有学校愿意协助中国留学生与政府对簿公堂,考虑到每年受到该禁令影响的中国学生相对占比较小,政治优先级较低,难以引起美方高校更广泛和更高层的重视。

学术教育与科技交流是中美人文交流的重要组成部分,对推动中美关系良性发展有重要意义。拜登政府一方面试图顺应美高校要求大量吸收中国留学生、保证学费收入的呼声,另一方面仍旧延续打压、严重损害中国留学生合法权益,与美方自我标榜的学术界“开放自由”等理念完全背道而驰,与开展国际人才交流的时代潮流背道而驰,与中美两国人民开展友好交流的共同愿望背道而驰。我们要在反对美国技术霸权欺凌行径的基础上,进一步推进实施开放式创新战略,持续扩大国际科技合作交流,加强基础科学研究,突破关键核心技术,实现科技强国的战略目标。(作者是国际关系学院知识产权与科技安全研究中心主任)
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