Decoding the Rhetoric: US Strategic Ambiguity toward Taiwan

Published in Global Times
(China) on 27 May 2022
by Wang Shushen (link to originallink to original)
Translated from by Andrew Engler. Edited by Gillian Palmer.
Whether to adopt a policy of "strategic ambiguity" or "strategic clarity” to defend Taiwan has been a long-standing topic in U.S. strategy and policy circles. Over the past few years, this topic has returned to prominence in U.S. policy discourse, following Chinese-U.S. relations escalating competition, Taiwan’s Democratic Progressive Party adopting a policy of readiness for armed struggle for independence and the repeated flaring up of cross-strait confrontation.

The policy of strategic ambiguity toward Taiwan can be traced back to the vague U.S. policy in the 1950s regarding the defense of the outlying islands Kinmen and Matsu, under the control of Taiwan authorities. The U.S. neither made an open security commitment nor renounced willingness to defend. At the time, the U.S. was trying to restrain Chiang Kai-shek's clique from attempting to militarily reclaim the mainland, while also trying to establish deterrence to prevent the Chinese mainland from launching attacks on the outlying islands. After the establishment of diplomatic relations between China and the U.S in 1979, the U.S. agreed to follow the mainland’s One China policy, yet it also enacted the Taiwan Relations Act, which requires the U.S. to provide Taiwan with arms of a defensive nature but does not guarantee the United States will intervene militarily to assist Taiwan if attacked. Although the U.S. government has consistently claimed to oppose a military solution to the Taiwan issue, legal ambiguity has left policy leeway for U.S. intervention.

With the outbreak of the Third Taiwan Strait Crisis in 1995-96, calls for strategic clarity within the U.S. increased. In 1999, some members of Congress promoted the Taiwan Security Enhancement Act to reduce the vagueness of the commitment to Taiwan's defense, but the bill ultimately failed to pass into law. After George W. Bush took office in 2001, he claimed that were Taiwan attacked by the Chinese mainland, the U.S. would do "whatever it took to help Taiwan defend herself,” but this bold declaration was not followed up by an enactment of supporting policy. Rather, to the contrary, the U.S. recoiled and became guarded in response to the former Taiwanese President Chen Shui-bian's extremist calls for independence.

U.S. scholar Nancy Tucker believes that strategic ambiguity has developed into "dual deterrence,” that is, both deterring mainland China from coercing reunification though military force while simultaneously deterring Taiwan from provoking a war by declaring independence. Taiwan fears obliteration in a military conflict where the U.S. would not provide vital support. In other words, the U.S. left both sides of the Taiwan Strait guessing at the circumstances under which the U.S. would intervene with force.

During the Obama years, cross-strait relations were at a stage of peaceful development and so debates about strategic clarity on the Taiwan Strait issue faded from discourse in U.S. strategy circles. However, when Donald Trump took office in 2017, the issue returned to the forefront of China-U.S. rivalry, sparking anew the debate between strategic ambiguity and strategic clarity.

The U.S. research community is broadly divided into two schools of thought. One advocates a shift to strategic clarity, and this group's voice is growing stronger. The cardinal reason is that they believe that there has been a change in the Chinese mainland’s ability to achieve national reunification, so the strategic ambiguity of the past is no longer an effective deterrent for the mainland, nor is it sufficient to retain Taiwan's confidence that it can continue to take shelter under this vague U.S. policy.

Of course, many in the strategic clarity camp believe that clarifying policy strengthens deterrence against China, but this should be coupled with reassuring China in ways such as reaffirming support of the One China policy, not supporting Taiwan independence and not signing U.S.-Taiwan agreements of a defensive nature. The strategic clarity camp generally believes that the dynamics between China and the U.S. in the Taiwan Strait have changed to the point where the U.S. has no choice but to move away from strategic ambiguity if it wishes to preserve the long-term stability of the status quo.

The other policy camp argues that the U.S. should continue to adhere to strategic ambiguity, which has for decades been the tried-and-true practice of maintaining stability of the Taiwan Strait and preventing the U.S. from being drawn into a conflict or even a war with China. This camp generally holds that, although the power balance of the two sides of the Taiwan Strait has become uneven, China employing force to fulfill reunification with Taiwan is not imminent. If the United States announces strategic clarity, it will have the following negative effects:

First, if the U.S. declares military defense of Taiwan, it will mean swinging back to the long-abolished Chinese-American Mutual Defense Treaty between the U.S. and Taiwan, which is equivalent to a substantive altering of the U.S. promise to adhere to the One China policy. That will seriously impact the political foundation of China-U.S. relations and might even fundamentally reverse China's outlook on the prospects of reunification through peace.

Second, the U.S. will be at the whim of Taiwan. The goal of strategic ambiguity is not only to deter the mainland from using force to achieve cross-strait reunification, but also to restrain Taiwanese officials from adopting rash policies that will trigger a conflict with the mainland. This is a risk when Taiwanese political parties favoring independence come to power. Turning to strategic clarity would undoubtedly give a blank check to the island's voters who want independence. After all, the U.S. was acutely aware risks in the Taiwan Strait had risen sharply when Chen bandied his concept “One Country on Each Side” and held the Taiwanese United Nations membership referendum. Some scholars in Taiwan also believe that the U.S. will not easily relinquish a policy of flexibility in controlling the Taiwan situation; it will not permit Taiwan to become the tail that wags the dog.

Third, the U.S. believes that Taiwan has long been freeloading on military defense, so the U.S. is now demanding Taiwan increase its annual defense budget to 3% of gross domestic product. The administration of current Taiwan President Tsai Ing-wen has annually increased the military budget but has not yet reached the standard set by the U.S. Some Americans believe that a shift to strategic clarity will encourage Taiwan’s freeloading, and DPP officials will then be unable to raise sufficient funds to implement its Overall Defense Concept, Taiwan’s current asymmetric defense strategy for dealing with a potential Chinese invasion in a resource-constrained environment. Some Japanese scholars such as Yasuhiro Matsuda believe that strategic ambiguity also convinces Taiwan that there is a possibility the U.S. may not intervene if Taiwan is attacked, so it needs to enhance its own defense capabilities. Of course, there are those Americans who sympathize with Taiwan and worry that Taiwan will be the first to face the dire repercussions of what will be unleashed once strategic clarity shakes loose the status quo.

The results of this ambiguity or clarity debate in strategy circles are naturally making their way into the political arena. Some pro-Taiwan members of Congress support adjusting or terminating strategic ambiguity. The current Congress has introduced many bills to strengthen Taiwan's military security, such as the Taiwan Invasion Prevention Act, Taiwan Defense Act, Arm Taiwan Act and Taiwan Deterrence Act. The White House claims that its policy has not changed, but the shifting toward strategic clarity is apparent in such acts as increasing military presence at the Indo-Pacific “frontier,” forming regional cliques to expand dominance, establishing the role of Taiwan within the greater Indo-Pacific strategy and, from time to time, making public the details of the U.S.-Taiwan military cooperation.

It can be said that strategic ambiguity and strategic clarity toward Taiwan is a game theory strategy in the toolkit of Washington, and it is also a rhetorical tool for power balancing and intervention in the Taiwan Strait. As the dynamics change between China, the U.S. and Taiwan, the U.S. will constantly reach for this rhetorical tool. However, it is not ambiguity or clarity that ultimately determines the fate of the Taiwan Strait, but will and power.

The author is the director of the Taiwan-U.S. Relations Office of the Institute of Taiwan Studies at the Chinese Academy of Social Sciences.


汪曙申:戳穿美国对台“战略模糊”的话术
在涉及对台湾的防卫问题上,“战略模糊”还是“战略清晰”在美国政策和战略界是一个长期话题。近些年来,随着中美关系竞争与对抗一面的强化,民进党在台湾地区实施“以武抗中谋独”政策以及台海两岸对峙对立一再升级,这个话题再度凸显于美国的政策和研究话语当中。
对台“战略模糊”政策可追溯到20世纪50年代美国对协防台湾当局控制的外岛(金门、马祖)的模糊性政策:既不公开承诺防卫,也不公开表示放弃。当时美国是为约束蒋介石集团反攻大陆,也试图以此“吓阻”中国大陆对外岛发动攻击。1979年中美建交后,美国奉行一个中国政策,但又制定“与台湾关系法”。该法规定美国向台湾提供防御性武器,但未规定当台湾受到攻击时美国是否参战协防。美国政府一直声称反对台湾问题的武力解决方式,但法律上的模糊给其介入台海冲突留下政策余地。
1995—1996年台海危机爆发后,美国内部主张“战略清晰”的呼声增多。1999年,美国一些议员开始推动“加强台湾安全法案”即是为了减少对台防卫的模糊性,但该法案最终未能成法。2001年小布什上台后声称,若台湾遭中国大陆攻击,美国“将不惜一切代价协防台湾”,但并没有获得后续政策的支撑和体现。相反,陈水扁任内“激进台独”行径引起美国戒心,美国学者唐耐心(Nancy Tucker)认为“战略模糊”由此演变形成“双重威慑”,即一面“威慑”中国大陆不得对台使用武力,一面约束台湾宣布“独立”从而导致战争的行为。也就是说,美国要让台海两岸都去猜测其在何种情境下才会武力介入。奥巴马时期,两岸关系处于和平发展阶段,对台“战略清晰”一度淡出美国战略界话语。但2017年特朗普上台后涉台议题走向中美对抗前沿,再度激起“战略模糊”与“战略清晰”的辩论。
美国研究界对此大体上分为两派,一派主张转而采取“战略清晰”立场,这派声量正逐步增大。主要原因是他们认为中国大陆实现国家统一的能力发生变化,美国过去的“战略模糊”不再能够对中国大陆构成有效威慑,也不足以支撑台湾对获取美国“安全庇护”的信心。
当然,主张“战略清晰”一派中也有不少人认为,美国在以清晰化政策增强对中国“威慑”的同时,也应给予中国“再保证”,比如美国重申一个中国政策和“不支持台独”,美台关系不涉及签署防卫性质的协议等。总体上讲,“战略清晰”派认为中美在台海的博弈已与过去不同,美国若想长久“维持现状”将不得不改变“战略模糊”。
另一派则主张美国应继续奉行“战略模糊”,因为它被几十年来的实践证明能够维系台海稳定,避免美国卷入一场与中国的冲突甚或战争。这一派总体上认为,尽管台海两岸实力已然失衡,但“中国强制统一台湾”并不是“眼前会发生的事”,美国如果宣布“战略清晰”反而会产生下列负面效应:
其一,美国若宣布军事防卫台湾,将意味着向早已废除的美台“共同防御条约”回摆,等同于实质改变一个中国政策。那将严重冲击中美关系政治基础,甚至不排除从根本上扭转中国对和平统一前景的预期。
其二,美国“战略模糊”的目标不仅在于“吓阻”中国大陆行使武力实现国家统一,也是在“台独”政党上台时,用于约束台湾当局采取冒进政策引发台海冲突。转向“战略清晰”,无疑将给岛内“台独”选民一张“空白支票”,使美国可能陷于被动。毕竟,陈水扁时期搞“一边一国”和“入联公投”就曾让美国切身感知台海风险骤升。台湾地区一些学者也认为,美国不会轻易丢掉掌控台湾的政策灵活性,不会让台湾“尾巴摇狗”。
其三,美国认为长期以来台湾在军事防卫上“搭便车”,要求台将年度防务预算占GDP的比重提升到3%。蔡英文当局任内逐年提高军事预算投入,但仍未达到美国设定的标准。一些美国人认为,转向“战略清晰”将助长台湾“搭便车”行为,使民进党当局“整体防卫构想”得不到充足经费支撑。有些日本学者如松田康博认为,“战略模糊”也是让台湾相信美国可能不会介入,因而需要加强自身防卫能力。当然,还有一些对台抱持“同情”的美国人担心一旦“战略清晰”动摇现状,台湾将首先遭到惩罚。
美国战略界对台“模糊”与“清晰”之辩自然也反映到政治圈。美国国会一些亲台议员支持调整或终止“战略模糊”。他们在本届国会提出诸多涉台军事安全类的法律草案,如“防止台湾遭入侵法案”“台湾防卫法案”“武装台湾法案”“台湾吓阻法案”等。美国白宫和行政部门称“政策没有变”,但策略上也在彰显“清晰”,如在“印太”前沿地区增加军事存在,拉帮结派扩大美国同盟优势,试图在“印太战略”中安排台湾角色,不时将美台军事合作关系公开化等。
可以说,对台“战略模糊”还是“清晰”是华盛顿的一种博弈策略和手段,也是美国平衡和干预台海的一种战略话术。随着中美和两岸关系形势变化,美国还会不断操弄这个议题。然而,最终决定台海走向的不是模糊或清晰,而是意志和实力。(作者是中国社会科学院台湾研究所台美关系室主任、研究员)

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